BILL 3785                                                                   ORDINANCE__________

 

AN ORDINANCE ESTABLISHING HOUSING REHABILIATION GRANT GUIDELINES UNDER THE CITY OF WEST PLAINS MISSOURI COMMUNITY DEVELOPMENT BLOCK GRANT APPLICAITION

 

NOW THEREFORE, be it ordained by the City Council of the City of West Plains, Missouri

 

SECTION 1. Purpose.

 

The purpose of the housing rehabilitation program is to correct code violations, overcrowded or unsanitary conditions, to improve the housing and living environment for persons of low to moderate-income levels living in the City of West Plains, MO.  All procedures or program replacement shall comply with this ordinance and with implementing the Community Development Block Grant (CDBG) Housing Program Guidelines as attached.

 

SECTION 2.  General Objectives

 

  1. The program is devised to conserve the City’s present housing stock.

 

  1. Low to moderate income (LMI) families, as hereinafter defined in SECTION 4, will be eligible for rehabilitation work.

 

  1. A quarterly review of the program shall be conducted to determine if changes or refinements are needed.

 

  1. City codes will be followed in all work performed and in the installation of all materials.

 

  1. All contracted work will be done by or supervised by a qualified and licensed contractor, or organization approved by the City of West Plains.

 

  1. Grants will be rewarded based on a priority system established in Chapter 5 of the CDBG Housing Program Guidelines.

 

  1. The program will encompass the target area as outlined in the Community Development Block Grant application, as noted herein in Section 4E.

 

  1. The Land Clearance for Redevelopment Authority (LCRA) shall be responsible for the making of all decisions as to the method used in rehabilitating the property with the right of appeal by the owner first to the LCRA and secondly to the City Council of the City of West Plains.   

 

  1. Competitive bids shall be let on each project and the lowest responsible bid selected, subject to approval of the LCRA and the Governing Body of the City. Minority contractors may receive negotiated bids, if approved by the LCRA and the Governing Body of the City.   If more than one bid is received, the lowest responsible bid will receive the contract award.  Where one bid is received, the bid must be within 10% of the inspector’s cost estimate. 

 

  1. Inspections of the work shall be made to insure that it fulfills the terms of the grant and contract agreement before payment is submitted.

 

  1. City Council members, LCRA members, City employees and City officers and their immediate family members shall not be eligible for grant assistance, contract or subcontract for any work, or have any personal interest, direct or indirect, in any contract under this project.

 

SECTION 3. Process

 

  1. This is a voluntary program.  All interested person must make application before any action can be taken.

 

  1. Applicants who quality will be taken on a first-come, first-serve basis, according to the priority system established by the LCRA.  An emergency situation will receive priority.  All decisions pertaining to emergencies will be made by the LCRA and must be approved by the City Council before becoming effective.

 

  1. The Rehabilitation Inspector will make a complete house inspection.  A deficiency list will be prepared and submitted to the property owner.  A work write-up will be prepared, as well as a cost estimate.  All decisions concerning repairs to be made to the structure will be made by the LCRA with the right of appeal by the owner to the Governing Body of the City.

 

  1. All items on the work write-up, as well as other pertinent information, will be discussed with the owner, LCRA, and Contractor before a contract is signed, and any allowable revisions may be made at that time.

 

SECTION 4. Qualifications

 

  1. Income limits for applicant are those as approved by HUD for the State of Missouri’s Community Development Block Grant Program for the year of the date each application is submitted to the City.

 

  1. Property will be eligible only if the owner signs an agreement to repay the grant amount, that if the property rehabilitated is sold within five (5) years of contract completion, or if rental property, the rent received by the owner is increased in violation of the two-year rent-freeze agreement executed for this property. Grant repayment will be specified in all agreements. 

 

  1.  An owner-occupied property applicant must meet HUD low to moderate income (LMI) guidelines.  A landlord-owned property applicant must have a LMI renter occupying the property or must commit in writing to move in, lease, or sell to an LMI-family, or have a lease signed by an LMI-family.

 

  1. The owner must have a recorded deed of ownership.  A Contract for Deed properly executed shall constitute as ownership, only if it contains provisions indicated in the attached guidelines.  The buyer and the seller under a Contract for Deed will be required to make joint application and jointly execute the contract for rehabilitation work.  The same applies to renter-applicant—both renter and owner shall be required to jointly apply and execute the contract. 

 

  1. Only properties within the target area will be eligible for grant assistance, except in circumstance which involve disability needs, or emergency assistance as set out in the City’s grant application and the State’s CDBG Program limitations.

 

SECTION 5. Grant Amounts.

 

The amount of any approved rehabilitation grant will not exceed the total cost of the rehabilitation, not to exceed the sum of $15,000, or $21,000 if lead-based paint hazard reduction is required, or $25,000 for housing reconstruction or new construction.

 

SECTION 6.  Repayment

 

Recipients do not repay grants, unless a violation of SECTION 4, Qualifications of the Ordinance occurs.

 

SECTION 7.  This Ordinance shall be in full force and effect 10 days after its passage and approval.

 

PASSED AND APPROVED this _________ day of _______________, 20_______.

 

                                                                        CITY OF WEST PLAINS, MISSOURI

 

 

 

                                                                        _________________________________

                                                                        MAYOR JOE PAUL (J. P.) EVANS

ATTEST:

 

 

________________________________

CITY CLERK CONNIE SHELTON

 

 

EXHIBIT A COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG)

HOUSING PROGRAM GUIDELINES

 

 

CHAPTER 1:  GENERAL

The rules and regulations contained herein are to be used to administer the Housing Program of the City, funded by Community Development Block Grant funds.  The rules and regulation are pursuant to ordinance ____________ passed on  _________________.

 

The purpose of this program is threefold:

 

REVISION OF CONTENTS:  The rules and regulations contained herein will be subject to review and revision by the Land Clearance for Redevelopment Authority and approval by the City Council of the City of West Plains at any time they deem necessary.  However, these rules and regulations must be reviewed before they are used to administer like programs funded in future years. 

 

CHAPTER 2: DEFINITIONS

When used in context with the “Rules and Regulations for Rehabilitation Grants,” the terms defined below hold explicit intent:

 

  1. The term “City” means the City of West Plains, Missouri.

 

  1. The term “LCRA” means the City’s Land Clearance for Redevelopment Authority.

 

  1. The term “Housing Quality Standards (HQS)”, means the minimum measurement of real property as being safe, decent and sanitary for human inhabitance, as adopted by the City for projects or designated activity areas funded by Community Development Block Grant funds.

 

  1. The term “owner-occupied property” means property occupied by the owner, either fee simple or under land sales contract that is used entirely for residential purposes.

 

  1. The term “landlord-owned property” means property owned, either fee simple or under land sales contract, that is used partially or in its entirety for commercial residential purposes.

 

  1. The term “tenant or renter” means an individual or family occupying a landlord-owned property for residential purposes. 

 

  1. The term “Pubic Official” means any elected or appointed official of the City, or any person employed either direct or indirect, by the City.

 

  1. The term “Low to Moderate Income (LMI)” means eligible income per family as established by the latest published HUD income guidelines for the State of Missouri’s Community Development Block Grant Program.

 

  1. The term “Program Administrator” means an individual or organization authorized and appointed by the City to perform the administrative duties of the CDBG Program Grant requirements.

 

  1. The term “Rehabilitation Inspectormeans an individual or organization assigned by the City with the responsibility of inspecting property in the CDBG target area and conforming to all requirements of the rehabilitation grants under the Community Development Block Grant Program.

 

  1. The term “Supportive Services” means any counseling, education, transportation, childcare, or other assistance received in connection with a rehabilitation grant.

 

  1.  The term “HUD” means the Department of Housing and Urban Development.

 

  1. The term “DED” means the Missouri Department of Economic Development. 

 

CHAPTER 3:  ELIGIBILITY REQUIREMENTS

This chapter sets forth eligibility requirements as to the property and the applicant for program assistance, and information pertaining to the effect this assistance may have on recipients of public assistance and other welfare benefits.

 

1.      TARGETED AREA:

 A rehabilitation grant may be made only with respect to a property located within project areas approved under the Community Development Block Grant (CDBG) Program of the City, unless allowed under the following provision.  Up to 20% of the grant amount may be expended outside the area for emergency situations defined by LCRA and approved by the City and the CDBG Program Director.

 

2.      HOUSING QUALITY STANDARDS:

The property must need rehabilitation to meet the program’s “Housing Quality Standards”.

 

3.      PROPERTY OWNERSHIP:

To be eligible for a rehabilitation grant, the applicant must be a natural person or persons who owns or has part ownership in and/or occupies residential property.  The property owner must have hazard insurance on the property at an amount of at least the amount of the proposed grant.  Ownership includes holding all or part of the legal title to the property or occupying the property under a land sales contract as defined by Section 4 of this Chapter.

 

 

4.      LAND SALES CONTRACT:

The term “land sales contract” refers to any transaction regardless of the nomenclature by which it is known, in which the purchaser and/or occupant obtains fee title only if a series of installment payments are completed over a term of years.  The form of the land sales contract may vary considerably according to local practices, and the circumstances of each sale.

 

A.                 Eligibility Requirements.  In order for a purchaser under a land sales contract to be eligible for a rehabilitation grant, all of the following minimum requirements must be met.

 

(1)                           The contract shall be a written, legally binding, instrument involving a residential property.

 

(2)                           The seller of the property must hold fee title to the property and while the contract is in good standing, must be unable to use the property for collateral or convey the property to any other party unless such use for collateral or conveyance of fee is subject to the land sales contract.  Legally acceptable limitation on the effect of conveyance or use of the property for collateral must be found to exist under local law, the provisions of the contract, or some other written agreement in recordable form.  The City shall record this agreement or the contract, prior to grant settlement if necessary to give either document the legal effect described. 

 

(3)                                  Under the contract, the seller and any subsequent holder of the fee to the property must be obligated, without qualification, to deliver to the purchaser fee simple title and a deed to the property upon full payment of the contract price or some lesser amount.

 

(4)                           Under the terms of the contract, the purchaser shall have:

(a)                                        Full use, possession, and quiet enjoyment of the property,

   (b) Equitable title to the property, and

   (c) Full rights of redemption for a period of not less than 90 days, unless redemption rights not less than 90 days are afforded by local law to a purchaser under a land sales contract.

 

(5)                           The purchaser shall have had possession and use of the property under the contract for at least 12 months to the date of application for a rehabilitation grant, unless authorized by the Authority.

 

B.                 Opinion of Counsel:  Before an application for grant to a purchaser under a land sales contract can be approved, the LCRA must obtain a copy of the land sales contract and an opinion from its counsel that each of the foregoing conditions is satisfied.  If the land sales contract is to be refinanced, the opinion of counsel need not cover the foregoing item “4(c)” as it does not apply to such a case.  The copy of the legal opinion and the contract shall be retained in the LCRA’s files with respect to a rehabilitation grant.

 

5.                  ASSET LIMITATION:

Since rehabilitation grants are intended for hardship cases to avoid displacement of homeowners or tenants who have no their means of financing repairs and improvements which must be made to their homes, rehabilitation grants shall be made to homeowners or landlords that meet LMI guidelines or non-LMI landlords that rent to LMI tenants.

 

6.                  INCOME LIMITATION:

All member of the household of the applicant must meet the income limitations provided in Chapter 5 of these Guidelines.

 

7.                  PUBLIC ASSISTANCE AND OTHER BENEFITS

      AFFECTED BY REHABILIATION GRANTS:

      Under certain circumstances, the eligibility of a person receiving public assistance and other welfare benefits may be affected by a rehabilitation grant.  Many states include the value of homes in asset limitations for persons receiving old age assistance, aid to the blind, aid to the permanently and totally disabled, aid to families with dependent children, and other benefits. Before processing applications for a rehabilitation grant, the LCRA should ascertain whether a recipient of public assistance in its locality could lose that aid as a result of receiving a rehabilitation grant.  Because the relationships involved are based on local regulation or law, the LCRA may wish to discuss this problem with the appropriate local or State welfare agencies. When a rehabilitation grant may cause discontinuance of public assistance to a recipient, the grant should be made only if the applicant affirms the request with knowledge of any possible consequences and despite those consequences. 

 

8.                  RENTAL PROPERTY

      Property for rent is only eligible for a rehabilitation grant where the owner provides a rent freeze agreement to the Program Administrator.  The rent freeze agreement provides that, for a period of two years, the property owner will not raise the rent for the structure above the level at the time of application, except for documented increases in cost of living or homeowner’s insurance with approval of the LCRA.  The rent level must also be affordable with HUD published Fair Market Rent Levels.  Landlord property owners that do not qualify under the LMI income limits must pay 25% of the project cost, including lead reduction activities.

 

 

CHAPTER 4:  LIMITATION OF GRANTS

1.                  GENERAL:

      This chapter sets forth the limitation on the amount of housing assistance.  This amount is the maximum amount of CDBG dollars that may be expended on one house.  This amount represents the actual amount of CDBG dollars that could be expended on a house, rather than the total amount on a contract with additional funding from other sources.  Other sources of funding must be documented and submitted to the Program Administrator and kept on file.

 

2.                  PROGRAMS: 

      Applicants may receive the following types of assistance at the discretion of the LCRA.

a.       Housing Rehabilitation Assistance—For houses that can be brought to DED's Livability Standards for up to $15/sq. ft. of conditioned space plus the cost of lead hazard reduction.

b.      Emergency Housing Repair—For houses that do not meet the above criteria, but can be brought to DED’ Health and Safety Standard for  $15/sq. ft. plus the cost of lead hazard reduction.

c.       ReconstructionWhere a house does not meet the above criteria and is infeasible to rehabilitate or repair, the house is demolished and rebuilt upon the same site. 

d.      Relocation Assistance—Where a house cannot be rehabilitated or repaired and adequate funds are not available to reconstruct the house, relocation assistance may be provided in accordance with the Uniform Acquisition and Relocation Assistance Policies Act and the house will be demolished.

e.       New Construction—Where a lot is vacant in the target area, a new house can be constructed on the site using CDBG funds or a manufactured home meeting City Planning and Zoning Codes can be placed on the lot.

 

3.                  AMOUNT OF ASSISTANCE:

      Housing Rehabilitation or Emergency Repair Assistance—$15,000 grant forgivable after five years upon the condition that the property owner not transfer ownership for a five year period. 20% of this grant will be forgiven on an annual basis. Amounts in addition to the $15,000 grant may be expended for the sole purpose of bringing the property up to Housing Quality Standards.

 

      Lead Hazard Reduction Assistance—If a house is a rental unit, occupied by a child under 6, or is defined as a child-occupied-facility, or is a house where CDBG funds will be used to disturb lead-based paint surfaces, up to $6,000 in grant funds, in addition to any rehabilitation or repair assistance, may be provided to eliminate any lead hazards as defined by a lead risk assessor.  This amount shall be in addition to any amounts specified above.

 

      Substantial Reconstruction—Up to $25,000 may be provided in the form of a forgivable five-year grant.  The grant will be forgiven on an annual basis at 20% a year. The applicant must provide any additional amounts required to build the house.

 

      New Construction—Up to $25,000 may be provided in the form of a forgivable five-year grant.  The loan will be forgiven on an annual basis at 20% a year. The applicant must provide any additional amounts required to build the house.

 

 

4.                  WALK-AWAY POLICY:

Should a project be determined to not be feasible due to a lack of funding or not meet any of the eligibility criteria of these programs, of the applicant refuses the assistance offered, the City retains the right to reject the owner’s application.

 

 

CHAPTER 5:  APPLICANT’S INCOME

1.                  HOUSEHOLD INCOME:

      The income of a household includes the gross income of the occupants of a house.  The applicant’s family includes the applicant and any other person or persons related by blood, marriage, or operation of law that share the same dwelling or unmarried individuals living in the same dwelling.  If ownership of the property rests in more than one person, the applicant is each owner occupant and their families. The applicant’s income, therefore, includes all sources of income in the household; however, each family within the household must qualify individually. An applicant’s income is established on an annual basis, by projecting income for 12 months from the time of applying for a housing assistance and includes all sources included in “adjusted gross income” as defined by the Federal Internal Revenue Service.  Applicants will be asked to prove each source of income listed on their application through assisting in obtaining a third party verification or through submitting a certified copy of their latest tax information.

 

2.                  INCOME LIMITS:

The income limits are set by HUD and are subject to change on an annual basis based on the latest HUD published data.  Therefore, the latest data will be attached to this document and represent the maximum amounts of gross family income allowed per family size for a rehabilitation grant.  Questions concerning income calculations should be directed to the Program Administrator.

 

3.                  ELIGIBLE HOUSEHOLDS:

In order to be eligible, the income of the occupants of the house must meet the above income eligibility criteria.  If the applicant is not the occupant of the house, then the applicant must require the occupants of the house to meet the eligibility requirements.  If the applicant is a rental property owner and does not live in the house to be improved, the applicant must also meet the eligibility requirement or pay 25% of the total project cost of rehabilitation and lead hazard reduction.  Landlords need not submit necessary income documentation if they agree to pay 25%, in writing, of the entire project cost, regardless of their income. 

 

4.                  PRIORITY OF APPLICANTS

Priority for rehabilitation grants will be given in the following order:

a.  Renters and homeowners in the target area with incomes below 50% of median, who are living in substandard housing.

b.      Existing homeowners and renters in the target area with a handicapped resident, who are living in substandard housing.

c.       Existing homeowners and renters in the target area, which are female-head of household, who are living in substandard housing.

d.   Existing homeowners and renters who are over the age of 62, who are living in substandard housing.

e.   Existing homeowners and renters in the target area with incomes below 80% of median, who are living in substandard housing.

    1. Vacant residences in the target area that will be occupied by an LMI family upon completion of the rehabilitation project.

 

 

CHAPTER 6: TERMS AND CONDITONS UNDER WHICH REHABILIATION GRANTS ARE MADE

1. GENERAL:

This chapter sets forth city requirements with respect to terms and conditions to which an applicant must agree in order to obtain rehabilitation grant.

 

2.                  REHABILIATION GRANT CONDITIONS:

The specific terms and conditions with respect to a rehabilitation grant are incorporated in these rules and regulations.  The applicant shall agree, and by signing the application forms does agree to:

 

a.       Civil Rights.  Comply with all HUD Requirements with respect to Title VI of the Civil Rights Act of 1964, to not discriminate upon the basis of race, color, creed, or national origin in sale, lease, rental, use or occupancy of the subject property.

b.      Cancellation of Grant.  Return of the grant proceeds with no right, interest, or claim in the proceeds, if the grant is cancelled before the rehabilitation work is started.

c.       Use of Proceeds.  Use of grant proceeds only to pay for costs of services and materials necessary to carry out the rehabilitation work for which the loan will be approved.

d.      Completion of Work.  Assure that the rehabilitation work shall be carried out promptly and efficiently, through written contract let with the prior concurrence of the LCRA.

e.       Ineligible Contractors.  Not award any contract for rehabilitation work to be paid for in whole or in part with the proceeds of the grant, to any contractor who, at the time, is ineligible under the provisions of any applicable regulations issued by the Secretary of Labor, United States Department of Labor, to receive an award of such contract.

f.        Inspection.  Consent to inspection by the City or its designee of the property, the rehabilitation work and all contracts, materials, equipment, payrolls, and conditions of employment pertaining to the work.

g.       Records.  Keep such records as maybe required by the City with respect to the rehabilitation work.

h.       Bonus, Commission, or Fee.  Cannot pay any bonus, commission, or fee for the purpose of obtaining the city’s approval of the loan application or any other approval or concurrency required by the City or its designee, to complete the rehabilitation work, financed in whole or in part with the rehabilitation grant.

i.         Interest of the City.  Allow no member of the City Council of the City of West Plains, who exercises any functions or responsibilities in connection with the administration of the federally assisted project or program, and no other officer or employee of the City who exercises such functions or responsibilities, to have any interest, direct or indirect, in the proceeds of the grant, or in any contract entered into by that application, for the performance of work financed in whole or in part with the proceeds of a rehabilitation grant.

j.        Interest of the Local Public Officials.  Allow no member of the City Council of the City of West Plains in which the property to be rehabilitated is situated, and no other Public Official of the locality who exercises any functions or responsibilities in connection with the administration of the federally assisted project or program, and no other officer or employee of the City who exercises such functions or responsibilities, to have any interest, direct or indirect, in the proceeds of this grant, or in any contract entered into by the applicant for the performance of work financed in whole or in part with the proceeds of the rehabilitation grant.

k.      Trash and Junk.  The grant recipient shall be required to, where the Program Administrator deems it necessary, clean up the premises of all trash, junk, abandoned autos, cut all tall weeds, grass, and vegetation, before any work is done on the recipient’s home.

l.         Lead-Based Paint Hazard Removal.  The grant recipient shall consent to the removal of lead hazards as are determined by the city’s designated lead-based paint risk assessor.  The grant recipient shall consent to the procedures necessary to contain dust during the removal of lead-based paint hazards, including limiting occupancy of the house to areas outside of critical containment barriers set up by the rehabilitation or lead abatement contractor.  If relocation is necessary as a part of lead reduction activities, the owner of the property or renter shall sign an agreement to be relocated for the period of time needed to address the lead reduction activities, and grant proceeds will be used to cover the relocation costs.

m.  Home Maintenance/Financial Management Program.  The grant recipient shall participate in a home maintenance and financial seminar and/or counseling established for the program.

n.       Repayment Provisions.  Some or all of the portion of the grant proceeds shall become immediately due and repayable to the City in the event that the property changes ownership or the rent-freeze agreement is violated as is outlined in the contract documents. 

o.   Housing Quality Standards (HQS).  The grant recipient must agree that the property to be improved will meet Housing Quality Standards as defined by the Department of Economic Development at the completion of a housing rehabilitation project. All rehabilitation work (improvements) should comply with currently approved (West Plains) building codes.  Should the City have inadequate funds, in accordance with program guidelines, to make up any shortfall to meet this standard, the owner agrees to make up the difference with their own funds.  The owner is under no obligation to ensure that the property continues to meet DED HQS after a certificate of completion has been executed, but is encourage to maintain the house to this standard or better.

p.      Contract Periods.  The contract period shall not exceed 90 days, except as approved by the LCRA, and then shall not exceed 180 days without penalty to the contractor.

 

 

CHAPTER 7:  ELIGIBLE COSTS IN REHABILITION GRANTS

1.  GENERAL.

      A rehabilitation grant may be made only to cover the costs of rehabilitation necessary to make residential property conform to public standards for safe, decent, and sanitary housing as specifically required by Housing Quality Standards (HQS) and in compliance with currently approved West Plains building codes, and other costs as provided in this section.  Rehabilitation funds shall be used to achieve economical and practical compliance with HQS. 

 

2.  INCLUDABLE COSTS.

Costs includable in rehabilitation grants are the costs of meeting the requirements of Housing Quality Standards, kitchen equipment, correcting incipient violations, building permits and related fees, and any lead hazard reduction costs of temporary relocation, dust control, and clearance. 

 

3.  COSTS NOT INCLUDABLE.

      Except as otherwise provided in this section, a rehabilitation grant shall not provide for:

a.       New construction or substantial reconstruction.

b.      Materials, fixtures, equipment, or landscaping of a type or quality which exceeds that customarily used in the locality for properties of the same general type as the property to be rehabilitated unless the difference in cost is paid for exclusively with the funds of the property owners.

c.       Any appliance not necessary to meet Department of Economic Development’s Housing Quality Standards (DED HQS) other than air conditioning equipment.

d.      Driveways and landscaping, expect as necessary to protect existing residential property from deterioration, and as approved by the LCRA in accordance with CDBG restrictions.

     

4.  WORK WRITE-UP.

      The Rehabilitation Inspector, in conjunction with Program Administrator, shall prepare a deficiency list and work write-up in accordance with the HQS, to document the rehabilitation work to be financed with a rehabilitation loan.  Any additions to the work write-up based upon the owners wishes to exceed DED HQS may be included in the work write-up, provided that these items are paid for exclusively with the owner’s funds as is outlined in the contract specifications.

 

5.  CHANGE ORDERS.

     The Rehabilitation Inspector, with the consent of the property owner, may approve changes in the work write-up, if the amount of the contract is not increased more than $250.  Changes in the loan amount in excess of $250 must be approved by the LCRA, with the consent of the property owner.  All change orders will be in writing and will be signed by the property owner, or the designated representative of the property owner, a representative of the LCRA, and the contractor.

 

6.  MANUFACTURED HOMES.

      In order to be eligible, manufactured homes must comply with current city codes.

 

 

CHAPTER 8:  PROCESSING AND SUBMISSIONS FOR GRANTS

1.  GENERAL.

     This chapter contains an outline of the functions to be performed by the Program Administrator in connection with a rehabilitation grant, and sets forth the rules and regulations to be followed by the Administrator in preparing, processing, and approving or denying an application for a rehabilitation grant for aggrieved applicants.

 

2.  PROCESSING AND APPROVAL OF GRANT APPLICATION.

     Processing by the Program Administrator of an application for a rehabilitation grant consists of the completion of the requirements stated herein, assembled in one file consisting of the application form and all supporting documents, and the review of the file to determine approval. 

a.       Preparation of Form.  The Program Administrator shall assist in preparing the application form (original and one copy) for the applicant, based on information furnished by the applicant and obtained by the Program Administrator from other sources, as documented in the file.  Every space provided for an entry on the application shall be completed.  Entries of money amounts shall be made rounded to the nearest dollar.  If no money is involved for an entry for a particular application, the entry shall be “none.”  Review and approval by the LCRA of the application shall be based on the form completed in this manner.

b.      Applicants Purchasing Under a Land Sales Contract.  If an application for a rehabilitation grant with respect to an occupant-vendee under a land sales contract or similar arrangement, the file shall contain documentation to support the requirements in Chapter 3.

c.       Approval of Application for Grant.  The Program Administrator shall obtain approval of an application form by presenting it to the LCRA.  The LCRA will then, using the “Guidelines,” decide on the eligibility of the applicant.  If the rehabilitation grant alone is sufficient to rehabilitate the property, of if the rehabilitation grant is to be supplemented by funds from other sources the Board is assured that the property will be rehabilitated to their satisfaction, the rehabilitant grant is considered approved.  The Program Administrator shall notify the applicant, and proceed with the remainder of the functions in order to complete the rehabilitation work.  If the LCRA determines that an application for a grant cannot be approved, the Program Administrator shall send a written statement of the reasons for the determination to the applicant.

 

3.  GRANT CANCELLATION

An approved rehabilitation grant may need to be canceled because the applicant has requested cancellation or is unwilling or unable to participate in the rehabilitation program, or for other reasons.  To cancel an approved rehabilitation grant, the Program Administrator shall prepare a letter outlining the reasons for canceling the grant and distribute the letter as follows:

(1)    Original to applicant.

(2)    One copy to the administrative file.

 

4.  APPEAL PROCEDURE.

a.       Any person aggrieved by a decision to the LCRA, relating to grant approval, grant cancellation, determination of grant amount, or concerning acquisition and relocation procedures implemented by the governing body, may appeal said decision by filing a written appeal to said LCRA within thirty (30) days of receiving notice of the LCRA decision.  The LCRA shall hold a public hearing after due notice to the appellant within thirty (30) days of filing said notice of appeal.  The LCRA may affirm or reverse or modify its decision and notify the appellant in writing of its decision and the reasons therefore.  After the public hearing, the LCRA’s decision shall be final, subject to approval of the City Council.

b.      Any person denied a grant by the LCRA who does not take exception with the findings, but who believes there are circumstances which, if known and considered, would establish extreme hardship and justify variance from the eligibility standards established herein may request a hearing before the LCRA by filing said request with the LCRA within thirty (30) days of receiving notification of the LCRA’s decision.  The LCRA shall proceed upon such request in the manner set out for appeals.  The Program Administrator shall provide any persons needing assistance in filing an appeal the appropriate assistance.

c.       Time Limit for Initiating Appeals.  The LCRA may set a reasonable time limit for filing grievances and appeals.  The LCRA will not consider any appeal for rehabilitation work which meets the following criteria:

(1)    The aggrieved party signed a certificate of completion; or the process described in “Chapter 9,1, e” of these guidelines has been completed:

(2)    The certificate of completion was signed more than one year before the grievance process is initiated.

(3)    The aggrieved party has not documented efforts to have the contractor return to resolve the matter within the one-year period after the certificate of completion was signed.

   All other requests concerning completion of the contract requirements by the contractor will follow the procedures outline in “Chapter 9,1, f,” even in cases where a certificate of completion has been signed. 

d.      Right to Representation:  A person has a right to be represented by legal counsel or other representative in connection with his or her appeal, but solely at the person’s own expense.

e.       Right to Files by Persons Making Appeals:  The City will permit a person to inspect and copy all materials pertinent to her or his appeal, except materials that are classified as confidential. The City may, however, impose reasonable conditions on the person’s right to inspect, which are consistent with applicable laws, such as the cost of copying materials.

f.        Scope of Review of Appeal:  In deciding an appeal from the LCRA’s decision, the City Council shall consider all pertinent justification and other material submitted by the person all other available information that is needed to ensure a fair and full determination of the appeal.  

g.       Determination and Notification After Appeal:  Within thirty (30) days after the receipt of all information submitted by a person in support of an appeal, the LCRA shall make a written determination on the appeal, including an explanation of the basis on which the decision was made, and furnish the person a copy.  If the relief requested is not granted, the LCRA shall advise the person of her or his right to seek Missouri Community Development Block Grant (CDBG) program review of the Authority’s written determination of the appeal.  The LCRA must inform the person of their right to seek a CDBG review in writing and provide the person with the State of Missouri CDBG program address and phone number.  This information must be sent with the copy of the LCRA’s written determination of the appeal that is provided the appellant.

h.       Time Limits for CDBG Review of Grantee Determination.  A person has forty-five (45) days after she or he receives the LCRA’s written determination of their appeal to file a review appeal with the State of Missouri’s Community Development Block Grant Program.

 

 

CHAPTER 9:  PROCEDURE OF REVIEW OF THE REHABILIATION ACCOUNT AND REPORTS TO THE CITY

1.  ACCOUNTING.

a.       The Program Administrator shall approve and present bills to the LCRA and after their approval they shall be paid.  A listing of bills paid and all financial statements shall be presented to the City Council monthly. 

b.      The LCRA and City may periodically inspect all records associated with the CDBG Program.

c.       The Program Administrator shall be responsible for all receipts and disbursements of the CDBG program.

d.      The Program Administrator shall prepare and keep all ledgers and shall write all CDBG related checks.  Two authorized signatories shall execute all checks. 

e.       Partial payment to contractors shall be paid when a payment request form has been submitted and signed by the Rehabilitation Inspector and a representative of the City, and lien waivers have been provided for all materials installed.

f.        A bill for not more than 90% of final contract payment of a contractor shall not be paid unless the following information has been filed with the City:  a certificate of completion signed by the property owner, notarized lien waivers have been provided for the general contractor, subcontractor, and all material suppliers, lead-based paint clearance standards have been met, and all warranties have been provided by the contractor.  If a homeowner refuses to sign a certificate of completion, the Program Administrator should apply the following procedures:

(1)    Request a written list of the items not completed to the owner’s satisfaction.

(2)     Should an owner refuse to present such a list to the grantee, the Program Administrator should mail a certified letter to the owner providing the owner a period of 10-20 days in which to provide such a list to the grantee.

(3)    Whether or not the Program Administrator receives a list from the owner, the Rehabilitation Inspector must review the contractor’s work to determine if the contract has fulfilled all of the terms of the contract.

(4)    If the Program Administrator does not receive a deficiency list within the specified time period, the LCRA should consider the matter closed when they have determined the contractor has fulfilled the terms of the contract.  The Rehabilitation Inspector’s re-inspection report and letter requesting a deficiency list from the property owner should be placed in the project file.

(5)    Upon receipt of a deficiency list from an owner, the Rehabilitation Inspector shall re-inspect the property in accordance with the list as well as the terms of the contract.

(6)    When the contractor has addressed all reasonable requests, the house meets Department of Economic Development’s Housing Quality Standards (DED HQS), and the terms of the contract have been fulfilled, the Program Administrator should again present the certificate of completion to the owner for their signature.

(7)    If the owner still refuses to sign, the Program Administrator shall request a final list of deficiencies from the owner to present to the LCRA.

(8)    When the LCRA determines that the work is complete, terms of the contract fulfilled, reasonable requests by the owner addressed, the house meets DED HQS, further complaints by the owner should be placed in the file and the grantee should consider the project complete. Final payment to the contractor may be made.

 

g.       The LCRA shall hold back the final 10% of a contractor’s payment until thirty (30) days after the final “Certificate of Completion” is signed before issuing the final payment on a project.  This will ensure that any immediately required warranty work is handled in an expeditious manner.

 

2.  CITY COUNCIL MEETINGS.

Progress reports and financial statements will be provided to the City Council, concerning the progress of the Program.

 

3.  REPORTING AND MEETING OF THE AUTHORITY.

The LCRA shall meet once a month or when necessary to make decisions.  The Rehabilitation Inspector and Program Administrator shall report to the Authority concerning the progress of the Program. 

 

4.  PROJECT INSPECTIONS.

     The Rehabilitation Inspector shall inspect each project under contract not less than once per week until each project is completed.  A report of each inspection shall be provided to the Program Administrator. 

 

 

CHAPTER 10:  CONTRACTOR SELECTION

1.  CONTRACTOR LIST.

      The Program Administrator will develop a qualified contractor list containing the names of all contractors meeting the eligibility requirements.  The Program Administrator will solicit new contractors by advertisement or newspaper twice per year and/or through other methods.  Minority and female owned contractors will be solicited directly.

 

2.  CONTRACTOR QUALIFICATIONS.

      In order to qualify for the list, contractors must meet the following requirements:

a.       Must carry Workers’ Compensation Insurance for all employees not having an ownership interest in the business.

b.      Must carry liability insurance at the minimum amount of $300,000.

c.       If undertaking lead abatement activities, must carry a supervisor’s license and contractor’s license from the Missouri Department of Health.

d.      Must be licensed by the city if undertaking electrical, HVAC, or plumbing work.

e.       If operating as a business (not an employee) must have a city business license.

f.        Must fill out the contractor application form.

g.       Must have good credit with the appropriate material suppliers.

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